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Regulatory

Westcourt Capital Corporation is registered by the Ontario Securities Commission, the British Columbia Securities Commission, the Alberta Securities Commission and L’Autorité des Marchés Financiers in Québec as a Portfolio Manager and Exempt Market Dealer. This registration allows Westcourt to provide end-to-end advice and portfolio management to all investors and deal in “Exempt Market Securities” to “Qualified Investors”.

Westcourt is also a member of the Private Capital Markets Association of Canada.